Xuxiang | drama alleged stock market manipulation prosecuted | Xu Bailiang | hype _ news

Journalists bear the cover sit

Of drama. Information chart

In early November, drama may have spread news of new trends in financial circles, the afternoon of November 10, official publication of the Qingdao City people's Procuratorate, in accordance with the legal representative of the Shanghai City, city investment management limited, General Manager of drama and Chairman of listed companies, the actual controller series of alleged stock market manipulation case, prosecute to Qingdao City intermediate people's Court. The dust has settled, the once with halos, Armani wearing white coats "Ningbo captain of the death squads" of drama to be standing in the dock.

　　Qingdao inspection silent drama involved, Chairman of listed company

In Qingdao City people's Procuratorate through its official Micro-Blog drama, who was prosecuted after the release, cover news (thecover.CN) calls the hospital, would like to further verify and understand information. Terminal staff, currently reveal only limited to official content, no other information could be disclosed.

Reporters saw in the information posted in the public prosecutor's Office, in addition to drama, but also related cases involving Chairman and de facto control of listed companies, details about which companies and who relates to drama into the biggest question right now. In 2015, of drama after the incident, three executives of listed companies, once lost, including two directors of Ningbo zhongbai Xu Jun, Zhao Yibo lost 1 month after the body, through the company's announcement said the normal duties, and another independent director Yang Wangxiang Ningbo zhongbai to 5 companies of his resignation.

The 10th, a reporter attempts to log on to Shanghai City, city investment management limited's official website, and found that the site has been unable to open. On November 4, snapshots of the Web site, written the words on a Web page: Shanghai City, city investment management limited was founded on December 7, 2009, registration is paid up capital of 30 million Yuan. City investment city, based on professional, serious investment research and financial tools for customers using a variety of financial wealth management, with assets under management of sustainable growth mission, is committed to becoming an important influence on the domestic capital market, respected asset management company. Now it seems that really makes people feel some pain.

　　Jersey City stocks earlier this month had "abnormal" drama parents deny that shares to be auctioned

Earlier this month, drama may have new developments to benefit city of stakes and drama will be auctioned off the news began to circulate in the financial markets, after Jersey City investment ever dabbled in stock also rose up.

On November 9, called "drama concept stocks" have released a statement saying had not received the relevant notice. Part of the actual control of the company, that is drama parents and Zheng Suzhen Xu Bailiang also made it clear that, there has not been any of the shares will be auction by judicial notice.

According to incomplete statistics, there is still drama figure about 10 of the listed companies. Drama in this loyalty reached 871 million shares of 10 companies, including 842 million shares were frozen. And Zheng Suzhen Xu Bailiang shares held by frozen also. According to earlier media reports, these frozen stock shares come close to overtaking.

　　Libel mixed private-a brother 7 times rumor being investigated

Drama in the stock market's operation and of lucrative returns in their private investors talked about him more than 10 years by many, "Ningbo captain of the death squads" and "private," and so on. But with worship and flowers, also never eliminate use of insider trading rumors and insider information. In the drama after the incident, more media exposure, he dedicated to employment situation of young women by immoral means to spy on listed companies, while he was under investigation are suspected of violating the rumors have never been severed.

June 2011 drama Twitter rumours of manipulating the stock market surveyed, followed by book of city investment city, issued the message to investors, said the company's business to run fine, and that some media report is a sheer rumor.

July 2012 2011-private-champion purple stone a Manager Zhang Chao suspected of insider trading being investigated rumors of drama involved. However, the final media drama just being asked to "investigation" and not under investigation.

End of January 2014, media reports with the Securities and Futures Commission is investigating major mice trade, involved people with the famous Wang yawei, outside point of drama. However, since then there have been media reports clarified that drama day to get to work is not affected.

May 2014 Ze city, media reports said the investment in the reorganization of zirconium products in the East there is a problem, regulators of its investigation. However, Hee investment response to deny city, were investigating.

December 2014 came news of original HSBC Deputy General Manager Lin Tong Tong is suspected of using private information trading, at the Shanghai first intermediate people's Court heard in public, the case out Jersey City investment. Rumors also said that city investment city, has been the Commission to initiate an investigation. In this regard, lashed out at drama "pure nonsense".

June 2015 there are rumors that city investment city, under investigation on suspicion of short, Jersey City investment at that time responded that current trust product-all products are in stock, not related to stock index futures, not short selling.

August 2015 drama involving stock index futures trading, had been under investigation, and a number of senior officials involved. City investment city, subsequently announced that, since its establishment, never opened a futures account, have not engaged in futures trading.

　　Attorney: drama or involving bribery and money-laundering offences

Sichuan Bo Yu Jiamian, Director of Super law firm said, in a drama in which, according to publicly available material, drama using a variety of means of committing crime, transfer of interest behind the manipulation of the securities market Act, he may also involve bribery, money laundering and other crimes.

Yu Jiamian said, so-called manipulation securities, and futures trading price, is refers to to gets improper interests or passed on risk for purpose, using its funds, and information, advantage or abuse manipulation market, effect securities, and futures trading price, manufacturing securities, and futures market illusion, induced or led investors in not understand facts truth of situation Xia made securities, and Futures investment decided, disrupt securities, and futures market order of behavior.

In General, manipulating trading prices of securities and Futures Act in the following four categories:

, Individually or through collusion, pooling capital, stocks, or information to jointly or continuously, manipulating stock prices or the volume of securities trading;

Second, in collusion with others, at a prearranged time, price and type of trading securities, affect the prices of securities or securities transactions;

Third, in his actual control of trading securities between accounts, affect the prices of securities or securities transactions;

Four, stock market manipulation by other means.

Yu Jiamian, for example, used his position to facilitate raising or lowering the prices of securities and futures trading. This situation mainly refer to securities employees or securities industry bodies to achieve some purpose, use entrusted in the hands and offer bribes, artificially to fight lag way, deliberately keeping or raising the prices of securities, force the sale of securities.

In addition, there is something called "Cover Plate hype", also known as PLM systems the hype. For example, some people in order to achieve the objective of higher shipments, invest a certain amount of money buying at the opening, sealed handicap at the trading price, which attacked the illusion, then holding out, attract more buying after the follow up, means to empty himself cast more than doubled, withdraw funds buying.

Responsible editor: Qiao Leihua SN098

Article keywords:
Drama Xu Bailiang hype

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徐翔涉嫌操控证券市场被公诉|徐翔|徐柏良|炒作_新闻资讯

　　封面新闻记者 熊浩然

徐翔。资料图

　　11月初，徐翔案可能有新动向的消息便在金融圈里流传，11月10日下午，青岛市人民检察院正式发布消息，依法对上海泽熙投资管理有限公司法定代表人、总经理 徐翔等人以及相关上市公司董事长、实际控制人涉嫌操纵证券市场系列案，向青岛市中级人民法院提起公诉。尘埃落定，那个曾经头顶光环，将阿玛尼穿出白大褂味道的”宁波敢死队队长”徐翔即将正式站上被告席。

　　青岛市检三缄其口 上市公司董事长涉徐翔案

　　在青岛市人民检察院通过其官方微博发布徐翔等人被提起公诉后，封面新闻（thecover.cn）记者致电该院，想就相关信息进行进一步求证和了解。接线工作人员表示，目前能透露的只限于官方公布的内容，没有其他信息可以披露。

　　在 检察院发布的信息中记者看到，除了徐翔外，还有相关上市公司董事长、实际控制人涉及案件，具体是哪家公司和谁涉及徐翔案成了目前最大的疑问。在2015年 徐翔案发之后，三位上市公司高管曾一度失联，其中宁波中百的两位董事徐峻、赵忆波在失联1个月后现身，通过公司公告表示可以正常履职，而另一位宁波中百的 的独立董事杨旺翔则向其任职的5家公司递交了辞呈。

　　10 日当天，记者尝试登录上海泽熙投资管理有限公司的官方网站，发现网站已经无法打开。在11月4日的网站快照中，网页上写着这样一段话：上海泽熙投资管理有 限公司成立于2009年12月7日，注册即实收资本3000万元人民币。泽熙投资以专业、严谨的投资研究为基础，运用各种规范的金融工具为客户管理金融财 富，以管理资产的可持续成长为己任，致力于成为国内资本市场上有重要影响力的、受人尊敬的资产管理公司。如今看来，实在让人感到有些唏嘘。

　　泽熙概念股月初曾“异动” 徐翔父母否认所持股份被拍卖

　　在本月月初，徐翔案可能有新进展，泽熙及徐翔持有的股权将被拍卖的消息在金融市场开始流传，此前泽熙投资曾经涉足的部分股票也应声而涨。

　　而在11月9日前后，多支所谓的“徐翔概念股”都相继发布声明称并未接到相关通知。其中部分公司实际控制人，也就是徐翔的父母徐柏良和郑素贞也都明确表示，并没有接到任何关于其股份将被司法拍卖的通知。

　　据不完全统计，目前仍有徐翔系身影的上市公司有10家左右。徐翔在这10家公司的持股数达到8.71亿股，其中有8.42亿股被冻结。徐柏良和郑素贞所持有的部分股票也遭到了冻结。据此前媒体报道，这些被冻结的股票股值接近百亿。

　　毁谤参半的私募一哥 曾7次传闻被调查

　　徐翔在股票市场的操作和其所在私募的丰厚回报率让他10多年来一直被众多股民津津乐道，获封“宁波敢死队队长”和“私募一哥”等称号。但伴随着 崇拜和鲜花的，还有从来未曾消弭的利用内线和内幕信息进行交易的传言。在徐翔案发后，更有媒体曝出，他曾专门聘用年轻女性通过不道德手段刺探上市公司情 况，而他因涉嫌违法被调查的传言也从未断绝。

　　2011年6月微博传闻徐翔因操纵股市被调查，其后，泽熙投资发布《告投资者书》，表示公司业务一切正常，并指出部分媒体报道纯属谣言。

　　2012年7月2011年度私募冠军紫石一期的管理人张超涉嫌内幕交易被调查，传闻徐翔牵涉其中。不过，最终有媒体证实徐翔仅仅被要求“协查”，而非接受调查。

　　2014年1月底媒体报道证监会正调查一起重大的老鼠仓交易，涉及与王亚伟齐名的人士，外界将矛头指向徐翔。然而，此后有媒体报道澄清说，徐翔当天正常上班，并未受调查影响。

　　2014年5月媒体报道称因泽熙投资旗下产品在东方锆业重组交易中存在问题，监管部门对其进行调查。不过，最终泽熙投资回应否认遭调查。

　　2014年12月传出消息，原汇丰晋信副总经理林彤彤即将以涉嫌利用非公开信息交易罪，在上海市第一中级人民法院公开审理，该案还牵出泽熙投资。传闻还称，泽熙投资已被证监会立案调查。对此，徐翔直斥“纯属胡说八道”。

　　2015年6月有传言称泽熙投资因涉嫌做空而被调查，泽熙投资方面当时回应称，目前其所有产品均为股票型信托产品，未涉及股指期货，不具备做空机制。

　　2015年8月徐翔被传因涉及股指期货交易被调查，并有多位高官卷入。泽熙投资其后公告称，公司成立至今，从未开设过股指期货账号，亦未从事过股指期货交易。

　　律师：徐翔或涉及行贿和洗钱等犯罪行为

　　四川博超律师事务所主任余嘉勉表示，在徐翔案中，根据目前公开的材料，徐翔利用各种违法犯罪的手段，操纵证券市场的行为背后还涉及利益输送，那么他可能还涉及行贿、洗钱等犯罪行为。

　　余嘉勉说，所谓操纵证券、期货交易价格，是指以获取不当利益或转嫁风险为目的，利用其资金、信息等优势或者滥用职权操纵市场，影响证券、期货交易价格，制造 证券、期货市场假象，诱导或者致使投资者在不了解事实真相的情况下作出证券、期货投资决定，扰乱证券、期货市场秩序的行为。

　　一般来说，操纵证券、期货交易价格的行为有以下四类：

　　一、单独或者通过合谋，集中资金优势、持股优势或者利用信息优势联合或者连续买卖，操纵证券交易价格或者证券交易量；

　　二、与他人串通，以事先约定的时间、价格和方式相互进行证券交易，影响证券交易价格或者证券交易量；

　　三、在自己实际控制的账户之间进行证券交易，影响证券交易价格或者证券交易量；

　　四、以其他手段操纵证券市场。

　　余嘉勉举例，利用职务便利抬高或者压低证券、期货交易价格。这种情况主要是指证券从业人员或者证券从业机构为达到某种目的，利用手中掌握的接受委托、报价等职务便利，人为地以打时间差的方式，故意压低或者抬高证券交易价格，强行买卖证券。

　　此外，还有一种叫做“封盘炒作”，也叫利用涨跌停板制度炒作。比如，有的人为了达到拉高出货的目的，在开盘时投入一定的资金买进，以涨停的价位封住盘口，造成多方攻势凌厉的假象，然后利用持股者的惜售心理，吸引更多的买盘跟进后，自己则施展多翻空的手段，撤回买盘资金。

责任编辑：乔雷华 SN098

文章关键词：
徐翔 徐柏良 炒作

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